LAW 6821

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  • Schedule of Classes - November 13, 2024 8:41AM EST
  • Course Catalog - November 12, 2024 10:26AM EST
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LAW 6821
Securities Regulation

Course information provided by the 2023-2024 Catalog.

This course analyzes key issues under the U.S. federal securities laws, principally the Securities Act of 1933 and the Securities Exchange Act of 1934, with respect to the domestic and international offer and sale of securities. It includes a study of what constitutes a security, the public offering process, mandatory disclosure requirements for public companies, exemptions from registration (including exempt global offerings), and potential liabilities and sanctions.


Prerequisites/Corequisites Prerequisite or corequisite: LAW 6131.

When Offered Fall or Spring.

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Syllabi: none

  •   Regular Academic Session. 

  • 3-4 Credits Stdnt Opt

  • 17357 LAW 6821   LEC 001

  • Instruction Mode: In Person

    Department Consent Required (Add)