LAW 6821

Last Updated

  • Schedule of Classes - February 12, 2019 8:29PM EST
  • Course Catalog - January 26, 2019 2:00PM EST

LAW 6821
Securities Regulation

Course information provided by the 2018-2019 Catalog.

This course analyzes key issues under the U.S. federal securities laws, principally the Securities Act of 1933 and the Securities Exchange Act of 1934, with respect to the domestic and international offer and sale of securities. It includes a study of what constitutes a security, the public offering process, mandatory disclosure requirements for public companies, exemptions from registration (including exempt global offerings), and potential liabilities and sanctions.


Prerequisites/Corequisites Prerequisite or corequisite: LAW 6131.

When Offered Spring.

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Syllabi: none

  •   Regular Academic Session. 

  • 4 Credits Stdnt Opt

  • 18280 LAW 6821   LEC 001

  • Instruction Mode: In Person

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